Metaphor and Obama’s Sputnik Analogy

There is a fascinating take in Miller-McCune on President Obama’s recent speech in which the President compared America’s flagging international competitiveness to the period in the 1950s when the Soviet Union managed to put the first satellite into space. Embarrassed, enraged, and more than a little threatened by the Soviet success, the U.S. poured resources into research and development and ended up first on the Moon. Nevertheless, the President’s analogy (analogy being a kind of extended metaphor) got stuck on the launching pad. “Beyond the growing evidence that America is not No. 1 in the key arenas likely to drive the world out of economic malaise, Obama’s Sputnik analogy may not make for a very good fit,” Emily Badger writes.

Badger points out that it was more than just wounded national pride that motivated America to win the “space race” (another competitive metaphor, by the way). Sputnik was an impressive technological achievement as well as a direct military threat. Some people even equated the 1957 Soviet launch to Pearl Harbor. Obama’s analogy isn’t right because today both the stakes and the threats are totally different. In the 1950s, the priority was to make something happen: Win the space race by putting a man on the Moon. Today, the priority is to prevent something from happening: Reduce carbon emissions to prevent catastrophic climate change. Different problems require different metaphors if people are to be motivated to solve those problems.

In terms of the environmental challenge, some argue that the term “global warming” is far too mild, suggesting a relaxed and possibly pleasant condition rather than one that is urgent and potentially catastrophic. Instead, they suggest that terms like “climate crisis” or even “climate cancer” would be more accurate and more likely to motivate changes in behavior. The term “greenhouse gases” may also be outdated. Few people have any direct knowledge of greenhouses these days, just as few people are likely to get the Sputnik analogy, so we need a more relevant metaphor.

Instead of our “Sputnik moment,” how about this analogy: This is our “ecological sub-prime mortgage crisis moment.” The analogy fits. The environmental crisis is a crisis of our own making, just as the sub-prime mortgage crisis and subsequent recession were. The environmental crisis also has many of the same causes as the sub-prime mortgage crisis; namely, greed, unsustainable spending (of natural resources), and a self-defeating focus on short-term gains rather than long-term returns. Happily, the outcome of the environmental crisis can be directly affected by what we do, just like the sub-prime mortgage crisis: Live within our means.

“This is our ecological sub-prime mortgage crisis moment” is hardly stirring rhetoric, but it does remind people that the challenges we face relate to inner rather than to outer space and it does bring the distant, abstract prospect of “global warming” firmly down to earth.

Blatant self-promotional message:

Want to know more about metaphor? Check out I Is an Other: The Secret Life of Metaphor and How It Shapes the Way We See the World, out on February 8, 2011.

Metaphor and the Pearl Harbor effect

Last week was the 69th anniversary of the Japanese attack on Pearl Harbor, which FDR so memorably and so metaphorically described as “a date which will live in infamy.” This piece from MarketWatch provides an interesting Japanese perspective on the attack (and the date) and outlines how “Pearl Harbor” has become a metaphor for any unexpected, cataclysmic event, such as when Warren Buffett “used the phrase ‘economic Pearl Harbor’ to describe the credit crisis facing the U.S. in the autumn of 2008.”

Historical metaphors like these have hidden power. Psychologist Thomas Gilovich demonstrated this by asking a group of Stanford undergraduates to imagine that they were high-ranking officials in the U.S. State Department. He informed them that a small democratic country of no vital interest to U.S. national security had been attacked by a moderately powerful communist or fascist country and had asked the U.S. for help. What should the U.S. do—nothing, appeal to the United Nations, or intervene?

Gilovich then gave each student one of three different descriptions of this hypothetical foreign policy crisis, each of which contained a few minor associations and a few familiar names designed to trigger different historical analogies. One scenario featured allusions to World War II, another featured allusions to Vietnam, and the third was historically neutral. In the World War II scenario, minorities were described as fleeing in boxcars on freight trains, while the State Department briefing was described as held in Winston Churchill Hall. In the Vietnam scenario, minorities were described as fleeing in small boats up the coast, while the State Department briefing was described as held in Dean Rusk Hall, named after President Lyndon Johnson’s secretary of state during the Vietnam War.

These historical cues were, of course, entirely irrelevant to the decision participants had to make. Nonetheless, subjects given the World War II scenario made more interventionist recommendations than the other two. The Vietnam and control groups both tended to recommend a hands-off approach. Gilovich quizzed students afterward, and none was aware of the historical allusions embedded in the descriptions—and all denied that these associations could have influenced their decisions.

Historical metaphors create associations in our minds that are difficult to ignore, and those associations can influence our decisions without our conscious knowledge. Something to consider the next time you find yourself heading for your Waterloo or re-arranging deck chairs on the Titanic

Blatant self-promotional message:

Want to know more about metaphor? Check out I Is an Other: The Secret Life of Metaphor and How It Shapes the Way We See the World, out on February 8, 2011.

“Bad metaphors make for bad policy”

So says Paul Krugman in his most recent NYTimes column. “America’s economy isn’t a stalled car, nor is it an invalid who will soon return to health if he gets a bit more rest,” Krugman writes. “Our problems are longer-term than either metaphor implies … The idea that the economic engine is going to catch or the patient rise from his sickbed any day now encourages policy makers to settle for sloppy, short-term measures when the economy really needs well-designed, sustained support.”

Metaphors definitely matter in economics. When describing the stock market, for example, we tend to consistently use specific types of metaphors for specific types of price movements. ‘Agent metaphors’ describe price movements as the deliberate action of a living thing, as in “the NASDAQ climbed higher” or “the Dow fought its way upward.” In contrast, ‘object metaphors’ describe price movements as non-living things subject to external forces, as in “the NASDAQ dropped off a cliff” or “the Dow fell like a brick.”

Psychologist Michael W. Morris and collaborators found that because a metaphor like “the NASDAQ climbed higher” suggests a living thing pursuing a goal, people expect the upward trend to continue. If, for example, house prices are relentlessly described as climbing higher and higher, homeowners might unconsciously assume that the steady ascent is unstoppable. They might feel confident in, say, taking out mortgages they really can’t afford in the expectation that soaring property values will eventually make unsustainable debt look like a smart investment.

Something entirely different is suggested by object metaphors like “the NASDAQ dropped off a cliff.” When something drops off a cliff, it tends to keep falling. And when it hits bottom, it usually remains exactly where it landed. So, if stock prices are described in passive terms as dropping, plunging, or plummeting, investors might be unconsciously prompted into panic selling, imagining that the decline is irreversible. This kind of thinking pushes investors to sell en masse when prices fall, at precisely the time when logic dictates they should be buying since stocks are becoming cheaper.

So handle financial metaphors with care. Even if the economic engine sputters back to life, the road to recovery may turn out to be a dead end…

Blatant self-promotional message:

Want to know more about metaphor? Check out I Is an Other: The Secret Life of Metaphor and How It Shapes the Way We See the World, out on February 8, 2011.

Aphorisms by Nassim Nicholas Taleb

Nassim Nicholas Taleb, author of The Black Swan and Fooled by Randomness, also writes aphorisms, which he has collected in the recently released The Bed of Procrustes: Practical and Philosophical Aphorisms. Reviewing the book in the New York Times, Janet Maslin describes Taleb as a “fiscal prophet and self-appointed flâneur [who] aims particular scorn at anyone who thinks aphorisms require explanation.” Fair enough. Book titles, in contrast to aphorisms, do sometimes require explanation, and this one refers to the mythological Greek villain who chopped off victims’ limbs to make them fit into his bed and who finally got a taste of his own medicine from Theseus, slayer of the Minotaur. These are imperious aphorisms, delivered in grand stentorian tones. (Occasionally, adjectives, unlike aphorisms but like book titles, require explanation, too; Stentor was a Greek herald in the Trojan War described by Homer as having the voice of 50 men). A selection from The Bed of Procrustes, sure to make for uncomfortable reading and definitely not to be taken lying down:

You are rich if and only if money you refuse tastes better than money you accept.

Lose all your money, never half of it.

Randomness is indistinguishable from complicated, undetected and undetectable order; but order itself is indistinguishable from artful randomness.

Respect those who make a living lying down or standing up, never those who do so sitting down.

A good maxim allows you to have the last word without even starting a conversation.

Even More Aphorisms by Aleksandar Krzavac

I’ve blogged about Aleksandar Krzavac’s aphorisms before, once in 2009 and once in 2007. He is a Serbian journalist, illustrator and playwright. He is the author of the satirical play Ludi I Zbunjeni (Crazed and Confused People), and his cartoons (sometimes erotic) have appeared widely in Serbian newspapers and magazines. Krzavac is a member of the Belgrade Aphoristic Circle and some of his sayings are featured in the film Goodbye, How Are You?, an excellent documentary about that group. Here’s a selection of his latest:

You do not need to stand on your head to get a different view of world.

History is written in blood. Only the signatures are in ink.

Heaven and Hell have been united; they are now a border-free zone.

Robots will make great aphorists. They like to communicate in short sentences.

Aphorisms by James Guida

Jim Finnegan, proprietor of the always enlightening ursprache blog as well as the aphoristically amazing Tramp Freighter, sends news of James Guida, an Australian aphorist who now lives in New York City: “His aphorisms show the marks of having studied both philosophy and literature. A collection of his aphorisms, Marbles,was published by Turtle Point Press in 2009. It took me a while to engage James Guida’s aphorisms. At first, I found them a bit slack for a form that often relies on one line pulled taut. Too many were built with two sentences when it seemed one would do. But a third of the way into the Marbles, my opinion shifted and I felt myself becoming more attuned to Guida’s wry sensibility and his casually self-revealing voice. Also, I realized the two-sentence approach was not always doing the same thing; it was working things out in different ways. Sometimes the second sentence was reflection, sometimes an elaboration, sometimes an inflection of the first line. Here few from his collection:”

There is after all a criminal aspect to Solitude. It too would like to snuff out the witnesses.

How incredibly little a person has to know in order to live, and how incredibly much he has to know without knowing it.

Perfectly good fruit, simply in being bumped about by chance, indifferently sniffed at, idly handled and overlooked, is sometimes gradually made unfit for those who would otherwise choose it. So it is with lovers.

I’ve noticed that I rarely make the same mistake twice. I make it a little differently each time.

Few things disclose a person’s own colors more than their behavior with those they consider a little green.

Nothing less interesting than the conversation meant to be overheard.

Some people are distinguished by the fact that, meeting them alone, it’s impossible to imagine what their spouses look like.

Aphorisms by Logan Pearsall Smith

Logan Pearsall Smith (Geary’s Guide pp. 173–174) described aphorisms as “x-rays of observation.” His father was an evangelical Quaker and his mother a best-selling author of inspirational literature, so it’s no wonder the young Logan Pearsall became an obsessive collector of aphorisms. He specialized in English–language aphorists, compiling an important anthology and writing monographs about unjustly neglected practitioners of the form. Although an American, Smith lived almost his entire adult life in London, where he became known as an essayist and critic. As a young man in Philadelphia, he knew Walt Whitman, from nearby Camden, New Jersey. One of his sisters married Bertrand Russell (GG p. 346), and Smith once employed Cyril Connolly (GG pp. 29–30) as an assistant. Smith wrote what is, for me, one of the all-time great aphorisms:

People say that life is the thing, but I prefer reading.

Though his aphoristic output was small, there are a relatively high rate of keepers, such these, culled from a recent reading of All Trivia:

Aphorisms are salted and not sugared almonds at Reason’s feast.

He who goes against the fashion is himself its slave.

A best-seller is the gilded tomb of a mediocre talent.

If you are losing your leisure, look out! You may be losing your soul.

The notion of making money by popular work, and then retiring to do good work on the proceeds, is the most familiar of all the devil’s traps for artists.

How many of our daydreams would darken into nightmares, were there a danger of their coming true!

Solvency is entirely a matter of temperament.

Aphorisms by Edward Bulwer–Lytton

I said in my previous post that Edward Bulwer–Lytton was a pretty respectable aphorist but failed to give any examples of his aphoristic respectability. I do so here. Surprisingly, perhaps, in addition to composing what has come to be universally regarded as the most awful opening line of any novel ever written, Bulwer–Lytton is also credited with composing some of the best phrases in the English language, including “the pen is mightier than the sword,” “the great unwashed” and the “pursuit of the almighty dollar.” For more aphorisms, see pp. 184-186 of Geary’s Guide.

One of the surest evidences of friendship that one individual can display to another is telling him gently of a fault. If any other can excel it, it is listening to such a disclosure with gratitude, and amending the error.

You believe that easily which you hope for earnestly.

The easiest person to deceive is one’s self.

Talent does what it can; genius does what it must.

Metaphors via Edward Bulwer-Lytton

Edward Bulwer–Lytton, an English novelist, playwright, politician, and pretty respectable aphorist, is famous for composing what has come to be universally regarded as the most awful opening line of any novel ever written: “It was a dark and stormy night; the rain fell in torrents—except at occasional intervals, when it was checked by a violent gust of wind which swept up the streets (for it is in London that our scene lies), rattling along the housetops, and fiercely agitating the scanty flame of the lamps that struggled against the darkness.” This is the opening of Paul Clifford, published in 1830, and the inspiration for the Bulwer–Lytton Fiction Contest, an annual competition organized by the English Department of San José State University to write “the opening sentence to the worst of all possible novels.” The latest winner (sic) is:

For the first month of Ricardo and Felicity’s affair, they greeted one another at every stolen rendezvous with a kiss—a lengthy, ravenous kiss, Ricardo lapping and sucking at Felicity’s mouth as if she were a giant cage-mounted water bottle and he were the world’s thirstiest gerbil. —Molly Ringle

Mixed metaphors and outlandish metaphors may be stylistic faux pas, but they are nevertheless brilliant examples of metaphorical thinking. They give so much pleasure because of the joy we find in making sense of seeming absurdity. However far-fetched these comparisons may seem, we can still make sense of them. And because we have to work so much harder to do so, they deliver even greater pleasure. So feast your eyes and minds of some of the other awful first lines honored by the Bulwer-Lytton judges…

She walked into my office wearing a body that would make a man write bad checks, but in this paperless age you would first have to obtain her ABA Routing Transit Number and Account Number and then disable your own Overdraft Protection in order to do so. —Steve Lynch

Elaine was a big woman, and in her tiny Smart car, stakeouts were always hard for her, especially in the August sun where the humidity made her massive thighs, under her lightweight cotton dress, stick together like two walruses in heat. —Derek Renfro

The Zinfandel poured pinkly from the bottle, like a stream of urine seven hours after eating a bowl of borscht. —Alf Seegert

Cynthia had washed her hands of Philip McIntyre – not like you wash your hands in a public restroom when everyone is watching you to see if you washed your hands but like washing your hands after you have been working in the garden and there is dirt under your fingernails—dirt like Philip McIntyre. —Linda Boatright

And finally this one, from an author in Drexel Hill, PA, where I was born and raised (must be something in the water):

Leaning back comfortably in a plush old chair, feet up, fingers laced behind his head, Tom Chambers inventoried his life and with a satisfied grin mused, “Ah, marlin fishing off the coast of Majorca, a bronze star for that rescue mission in Jamir, the unmatched fragrance of pastries fresh out of the oven at Café Legrande, two sons who would make any father proud … I’ve never done any of that.” —Ernie Santilli

Business Aphorisms from the Ferengi

As the Trekkies among you will know, the Ferengi are an alien race inhabiting the universe of Star Trek: The Next Generation. The name Ferengi is apparently derived from the Arabic word for European traders, or Westerners in general. The Ferengi are consummate businesspeople—in fact, they believe that money, or at least economic exchange, really does make the worlds go around—and they devised an aphoristic handbook called the Rules of Acquisition that outlines the fundamental principles for Ferengi business dealings. The rules are appropriately pragmatic:

War is good for business.

Peace is good for business.

This kind of opportunism likely won’t win you many friends, but it certainly influences people. The Rules of Acquisition are refreshingly utilitarian. Even though they come across as unpalatable, well, truth usually is. It’s helpful to be reminded of this, especially during troubled economic times. Despite their extraterrestrial origin, the Ferengi aphorisms are not out of this world but very much of it.

Opportunity plus instinct equals profit.

Greed is eternal.

Expand or die.

The bigger the smile, the sharper the knife.

Whisper your way to success.

Employees are the rungs on the ladder of success. Don’t hesitate to step on them.

You can’t free a fish from water.